Unclaimed
Scott Clifford Dingman is a financial advisor with LPL Financial LLC. Scott has been in the industry since 1990. Scott is a Certified Financial Planner and a Chartered Financial Consultant. Scott has experience working with a wide range of clients, including individuals, families, businesses, and retirement plans. Scott's experience includes providing financial planning, investment management, and insurance services. Scott holds the Series 6, 7, 24, 31, 63, and 65 licenses. Scott is registered to provide investment advice in Alabama, California, Colorado, District of Columbia, Florida, Maine, Maryland, Minnesota, New Hampshire, New York, North Carolina, Texas, and Virginia. Scott is also registered as an investment advisor representative in Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
11/17/1997 - Present
LPL Financial LLC (MIDLOTHIAN VA)
MN
05/14/1990 - 09/30/1997
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 06/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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