Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Clifford Davis is an investment advisor representative at Vanguard Advisers, Inc. Scott has been in the financial services industry since 2003. Scott is registered with the state of North Carolina and is also a resident of Texas. Scott is licensed with the following securities licenses: Series 6, Series 7, Series 63, Series 66 and SIE. Scott has experience in financial planning, portfolio management, and selection of other advisors. Scott has worked at various firms including TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, EQUITY SERVICES, INC., and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/07/2022 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
NC
10/26/2020 - 01/05/2022
EQUITY SERVICES, INC. (CHARLOTTE NC)
NC
08/14/2007 - 11/08/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
01/18/2005 - 05/09/2007
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
IA
12/18/2003 - 01/08/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
01/02/2003 - 12/08/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 05/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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