Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Yerardi is a financial advisor who has been in the industry since 1993. He is currently registered with AQR Investments, LLC, a firm based in Greenwich, Connecticut. Prior to joining AQR, Scott worked for ALPS Distributors, Inc. and Calamos Financial Services LLC. Scott is a Series 65, 63, 30, 24, 7 and 3 licensed financial advisor. He is also a registered principal and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/07/2019 - Present
AQR Investments, LLC (Greenwich CT)
MA
01/28/2011 - 12/31/2018
ALPS DISTRIBUTORS, INC. (Boston MA)
IL
04/03/2002 - 12/23/2010
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
MA
02/12/1993 - 03/20/2002
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
IA
Issued 05/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 04/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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