Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Christopher Spieth is a financial professional with over 16 years of experience in the industry. Scott is currently registered with Rockefeller Financial LLC. Prior to joining Rockefeller Financial LLC, Scott was employed at EVERCORE GROUP L.L.C. and DEUTSCHE BANK SECURITIES INC.. Scott is licensed to provide financial advice in 53 states and the District of Columbia. Scott specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
08/11/2022 - Present
Rockefeller Financial LLC (New York NY)
NY
02/02/2017 - 08/12/2022
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
09/07/2006 - 02/06/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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