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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Nolen is an Investment Advisor Representative with Prosperity Capital Advisors. Scott's experience in the financial services industry spans over two decades, encompassing various roles and firms. Scott has held registration with several firms, including Pruco Securities, LLC., TD Ameritrade, Inc., and Fidelity Brokerage Services, Inc. In addition to his work with Prosperity Capital Advisors, Scott also works as a licensed insurance agent. Scott has a deep understanding of investment strategies and a commitment to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
10/27/2023 - Present
Prosperity Capital Advisors (St. Louis MO)
MO
09/26/2018 - 08/05/2019
PRUCO SECURITIES, LLC. (PERRYVILLE MO)
CT
09/22/2017 - 06/28/2018
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
MO
03/04/2009 - 11/03/2009
TD AMERITRADE, INC. (CHESTERFIELD MO)
VA
04/02/2007 - 02/24/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MO
03/29/2005 - 03/26/2007
WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)
TX
09/15/2003 - 03/11/2005
NFP SECURITIES, INC. (AUSTIN TX)
CA
08/10/2000 - 09/29/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
RI
01/27/1994 - 08/07/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
06/03/1993 - 09/09/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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