Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Christopher Mooney is a financial advisor with over 20 years of experience in the financial industry. Scott Mooney currently holds a Series 7, Series 24 and Series 63 license and is registered with the following firm: Mufg Securities Americas Inc. Scott Christopher Mooney has previously worked at TD Securities (USA) LLC, Nathan Hale Capital, LLC, SG Americas Securities, LLC, BNP Paribas Securities Corp., Merrill Lynch Government Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/23/2017 - 01/03/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/29/2015 - 05/09/2017
NATHAN HALE CAPITAL, LLC (MIDDLETON NJ)
NY
01/09/2014 - 08/25/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
02/12/2009 - 11/06/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/21/2005 - 02/03/2009
MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
11/27/2000 - 02/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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