Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Christopher Minnig is a financial advisor registered with LPL Financial LLC. Scott has been in the financial services industry since March 12, 1998. Scott holds several licenses and certifications including Series 7, Series 24, Series 4, Series 53, Series 57TO, Series 99TO and Series 63. Scott has been with LPL Financial LLC since June 29, 2007. Prior to LPL Financial LLC, Scott worked at UVEST FINANCIAL SERVICES GROUP, INC., WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, and DAIWA SECURITIES AMERICA INC. Scott is registered to provide investment advisory services to individuals, corporations, and businesses in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/29/2007 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/11/2007 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
07/01/2003 - 01/29/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
11/16/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/27/1997 - 07/11/2000
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/20/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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