Unclaimed
Scott Miller is a financial professional with over 20 years of experience in the industry. Scott is a registered representative of Osaic Wealth, Inc. and is licensed in multiple states including Arizona, California, and Colorado. Scott specializes in providing financial planning, pension consulting, and educational seminars to a wide range of clients, including individuals, businesses, and charitable organizations. Scott previously worked with Securities America, Inc. and Securities Service Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (Wickenburg AZ)
AZ
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Wickenburg AZ)
AZ
09/07/2000 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Wickenburg AZ)
MA
04/04/2000 - 09/11/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/04/2000 - 09/11/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
07/23/1997 - 05/05/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
04/16/1996 - 07/01/1997
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
06/01/1995 - 04/20/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
11/15/1994 - 05/26/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
04/18/1990 - 10/10/1994
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NY
07/25/1989 - 01/03/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
07/25/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NY
10/23/1986 - 05/20/1989
MONY SECURITIES CORP. (NEW YORK NY)
NA
06/07/1973 - 11/28/1986
JOHN HANCOCK DISTRIBUTORS, INC.
NA
06/07/1973 - 11/28/1986
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 08/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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