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Scott Christopher Frail

Truist Securities, Inc.

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About Scott Christopher Frail

Scott Frail is a financial advisor with Truist Securities, Inc. Scott has been in the industry since 1994 and has experience in providing financial advice and investment management services. Scott holds the following licenses: Series 7, Series 52TO, Series 53, Series 79TO, Series 99TO, and SIE. Scott is registered to provide investment advice in 52 states and the District of Columbia.

Firm Information

Scott Frail is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Frail’s Registration & Firm History

NC

11/12/2021 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

09/06/2006 - 06/28/2021

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

VA

08/22/2003 - 09/01/2006

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

CT

05/07/2002 - 08/29/2003

ADVEST, INC. (HARTFORD CT)

MA

12/08/2000 - 03/01/2002

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

NC

02/15/1994 - 11/02/2000

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Scott Christopher Frail. Review regulatory record here.
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