Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Christopher Dukes is a financial advisor in Houston, Texas. Scott Dukes has been in the industry since July 4, 2017 and is currently registered with Cetera Investment Advisers LLC. He is also registered with the states of Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Washington, and Wisconsin. Scott Dukes has passed the Series 66, Series 7 and SIE exams. Prior to joining Cetera Investment Advisers LLC, Scott Dukes was registered with Securian Financial Services, Inc. and CRI Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/10/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
07/05/2017 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
07/05/2017 - 10/25/2021
CRI SECURITIES, LLC (HOUSTON TX)
BOTH
Issued 8/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/5/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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