Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Christian O'Connell is a financial professional with over 20 years of experience in the securities industry. Scott is currently registered with MUFG Securities Americas Inc. Previously, Scott was with BTMU Securities, Inc. and BNY Capital Markets Inc. Scott holds the Series 7, 79 and 63 licenses, and the SIE exam. Scott is currently registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/10/2014 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
12/11/1998 - 03/26/2002
BNY CAPITAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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