Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Farnsworth is a financial advisor currently associated with FTI Capital Advisors, LLC, located in Los Angeles, CA. Scott has been in the industry since October 25, 2001. Scott has a Series 7, Series 63, and Series 79TO. Scott has been with FTI Capital Advisors, LLC since April 13, 2020. Prior to joining FTI Capital Advisors, LLC, Scott was affiliated with Capstone Headwaters and Imperial Capital, LLC. Scott holds an active California securities license and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/13/2020 - Present
FTI Capital Advisors, LLC (Los Angeles CA)
MA
06/26/2018 - 03/30/2020
CAPSTONE HEADWATERS (BOSTON MA)
CA
04/24/2006 - 03/15/2018
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
06/20/2001 - 04/10/2006
GIULIANI CAPITAL ADVISORS LLC (LOS ANGELES CA)
BC
Issued 06/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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