Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Chase Poppenhusen is a financial advisor with over 15 years of experience in the financial services industry. Scott is currently registered with Principal Securities, Inc. and is licensed in multiple states. Scott has a strong background in securities and investment advisory services, working previously with Merrill Lynch and Lincoln Financial Distributors, Inc. Scott's primary focus is on providing financial planning and portfolio management services to individuals, families, and businesses. Scott holds various professional designations and certifications, including Series 7, Series 66, and Series 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
01/12/2023 - Present
Principal Securities, Inc. (DANVILLE CA)
CA
11/23/2009 - 01/26/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
PA
11/07/2006 - 02/20/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
01/19/2005 - 09/07/2005
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BOTH
Issued 02/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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