Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Wayne is a financial advisor with M Holdings Securities, Inc. based in Knoxville, Tennessee. Scott has been in the financial services industry since 1997 and is licensed to provide securities and investment advisory services in several states. Scott is a Series 6, 7, 26, 63, and 65 licensed advisor with a proven track record of success in helping clients achieve their financial goals. Scott offers a variety of services, including portfolio management, financial planning, and educational seminars. Scott's previous experience includes positions at MML Investors Services, LLC, Hartford Equity Sales Company Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
06/16/2021 - Present
M Holdings Securities, Inc. (KNOXVILLE TN)
TN
01/30/2003 - 06/10/2021
MML INVESTORS SERVICES, LLC (KNOXVILLE TN)
CT
02/06/2002 - 11/20/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NJ
07/07/1997 - 08/02/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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