Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Simpson is a securities professional with over 20 years of experience in the financial services industry. Scott is currently registered with Bbva Securities Inc. and holds the Series 7, Series 24, Series 63 and SIE licenses. Previously, Scott has held positions with Credit Agricole Securities (USA) Inc., BGC Financial, L.P., Barclays Capital Inc., and UBS Securities LLC. Scott is a licensed securities professional in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/18/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
07/30/2021 - 03/17/2023
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
02/25/2020 - 09/15/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/11/2007 - 09/05/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
CT
05/22/2002 - 03/19/2007
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 12/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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