Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Rickard is a financial advisor at LPL Financial LLC. Scott has been in the financial industry for over 30 years and has experience with a variety of financial products and services. Scott is registered with FINRA and the state of Pennsylvania, and is licensed to sell securities and provide investment advice. Scott has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
02/14/2018 - Present
LPL Financial LLC (HONESDALE PA)
PA
08/29/2002 - 02/14/2018
INVEST FINANCIAL CORPORATION (HONESDALE PA)
NJ
10/01/2001 - 09/05/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
NY
06/14/2000 - 10/01/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MN
02/05/1997 - 06/14/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
OH
10/30/1996 - 02/18/1997
SPECTRUM SECURITIES CORPORATION (MAYFIELD HEIGHTS OH)
NY
11/01/1990 - 10/14/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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