Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Pospisil has been in the financial industry since 2003 and is currently registered with Cetera Investment Advisers LLC. Scott has been working in the financial industry for over 20 years and has a variety of experience with different firms. Scott has been registered in multiple states including Alabama, Arizona, Florida, Georgia, Illinois, and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
11/18/2021 - Present
Cetera Investment Advisers LLC (HOOVER AL)
IL
08/28/2019 - 11/16/2021
FIFTH THIRD SECURITIES, INC. (NAPERVILLE IL)
IL
07/27/2016 - 07/23/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
04/14/2016 - 07/19/2016
TD AMERITRADE, INC. (CHICAGO IL)
IL
01/04/2010 - 12/16/2015
PWMCO, LLC (CHICAGO IL)
IL
05/13/2004 - 12/16/2009
EROOM SECURITIES L.L.C. (CHICAGO IL)
TX
03/25/2002 - 01/02/2004
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 11/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2011
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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