Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Kottke is a financial advisor who is registered with Transamerica Retirement Advisors, LLC and is a registered investment advisor in Minnesota. Scott has been in the financial industry for over 20 years. His previous firms include NYLIFE SECURITIES LLC, THRIVENT INVESTMENT MANAGEMENT INC., TCF INVESTMENTS, INC., and DEAN WITTER REYNOLDS INC. Scott holds the Series 7, Series 31, Series 66, and Series 26 licenses. Scott offers financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/02/2018 - Present
Transamerica Retirement Advisors, LLC (Rogers MN)
MN
03/28/2016 - 10/01/2018
NYLIFE SECURITIES LLC (EDINA MN)
MN
04/11/2006 - 03/10/2016
THRIVENT INVESTMENT MANAGEMENT INC. (SAINT CLOUD MN)
MN
10/22/2002 - 04/11/2006
TCF INVESTMENTS, INC. (EDINA MN)
NY
03/30/1999 - 02/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/05/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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