Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Charles Kingsford is a financial advisor at Raymond James & Associates, Inc., a firm with over $433 billion in assets under management. Scott has over 30 years of experience in the financial services industry, specializing in individual and business financial planning, portfolio management, and pension consulting. He has been registered with the firm since September 2012. He is licensed in Alabama, Florida, Georgia, Minnesota, and Texas. Scott is a Series 7, Series 52, and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/28/2012 - Present
Raymond James & Associates, Inc. (BIRMINGHAM AL)
AL
10/22/1999 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
06/18/1998 - 11/02/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
AL
07/27/1993 - 07/25/1996
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TN
11/11/1982 - 02/27/1991
CARTY & COMPANY, INC. (MEMPHIS TN)
BC
Issued 08/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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