Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kerester is a financial professional with over 30 years of experience in the industry. Scott currently works at Daiwa Capital Markets America Inc. and has also worked at TD Securities (USA) LLC, RBC Capital Markets, LLC, RBC Capital Markets Corporation, Nomura Securities International, Inc., HSBC Securities (USA) Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Aubrey G. Lanston & Co., Inc., Carroll McEntee & McGinley Incorporated, and CM&M Futures Inc. Scott holds the Series 63, Series 24, SIE, and Series 7 licenses. Scott is registered in California, Connecticut, Florida, Massachusetts, New Jersey, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/31/2018 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/25/2013 - 05/02/2018
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
02/29/2008 - 03/05/2013
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/29/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
03/22/2004 - 10/26/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/08/2001 - 04/06/2004
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
03/21/2000 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/23/1993 - 03/14/2000
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
NY
07/25/1987 - 04/06/1993
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
NY
02/21/1989 - 12/14/1990
CM&M FUTURES INC. (NEW YORK NY)
BC
Issued 01/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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