Unclaimed
Scott Charles Johnson is a financial advisor in Shawnee Mission, Kansas. Scott has been in the financial industry since November 8, 2000 and is currently registered with Quasar Distributors, LLC. Scott is also registered with FINRA. Scott has passed the Series 6, Series 7 and Series 66 exams. Scott has previously worked at Kansas City Brokerage. Inc, TD Ameritrade, Inc., UBS Financial Services Inc., Ivy Funds Distributor, Inc., and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
07/15/2011 - Present
Quasar Distributors, LLC (Shawnee Mission KS)
KS
07/14/2008 - 04/28/2011
KANSAS CITY BROKERAGE. INC (MERRIAM KS)
KS
10/03/2005 - 07/27/2006
TD AMERITRADE, INC. (OVERLAND PARK KS)
NJ
11/12/2004 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
KS
05/21/2003 - 09/24/2004
IVY FUNDS DISTRIBUTOR, INC. (OVERLAND PARK KS)
KS
09/24/1998 - 09/24/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 11/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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