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Scott Charles Frinzi

CTC, LLC

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About Scott Charles Frinzi

Scott Frinzi has been in the financial services industry since August 2006. Scott is currently registered with CTC, LLC in Chicago, IL. Scott holds Series 57TO and SIE licenses. Prior to CTC, LLC, Scott was employed by MONADNOCK CAPITAL MANAGEMENT, LP, ALEXANDRIA CAPITAL PARTNERS, L.P., and GROUP ONE TRADING, L.P.

Firm Information

Scott Frinzi is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Frinzi’s Registration & Firm History

IL

09/26/2019 - Present

CTC, LLC (CHICAGO IL)

DE

08/05/2013 - 09/26/2019

MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)

PA

08/13/2010 - 06/28/2013

ALEXANDRIA CAPITAL PARTNERS, L.P. (DOYLESTOWN PA)

IL

04/21/2006 - 05/25/2010

GROUP ONE TRADING, L.P. (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Scott Charles Frinzi.
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