Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bambach is a financial advisor at Raymond James & Associates, Inc. He is registered with FINRA and has been in the financial services industry since 2004. Scott has experience providing financial advice to individuals, businesses, and institutions. He is also experienced in providing financial planning services. He is a Series 7, Series 31, Series 66 and SIE licensed representative. Scott Bambach has previous experience at INFINEX INVESTMENTS, INC., UVEST FINANCIAL SERVICES GROUP, INC., and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/13/2014 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
KY
10/08/2010 - 01/03/2014
INFINEX INVESTMENTS, INC. (MIDDLESBORO KY)
KY
03/06/2007 - 10/12/2010
UVEST FINANCIAL SERVICES GROUP, INC. (MIDDLESBORO KY)
FL
05/04/2005 - 02/15/2007
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
06/03/2004 - 04/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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