Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Carmack Thomas is a financial advisor currently affiliated with Captrust. Scott Carmack Thomas has been in the financial services industry since June 1997. Scott Carmack Thomas has a Series 7, Series 63, Series 31, and Series 65 license. Scott Carmack Thomas holds the Certified Financial Planner designation. Prior to joining Captrust, Scott Carmack Thomas was affiliated with Royal Alliance Associates, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
01/25/2021 - Present
Captrust (Roseville CA)
CA
09/15/2017 - 02/12/2021
ROYAL ALLIANCE ASSOCIATES, INC. (SACRAMENTO CA)
CA
04/17/2009 - 09/25/2017
LPL FINANCIAL LLC (ROSEVILLE CA)
CA
04/17/2000 - 04/23/2009
CHARLES SCHWAB & CO., INC. (ROSEVILLE CA)
CA
02/06/1998 - 03/07/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NY
04/18/1997 - 01/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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