Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rooney has been in the financial industry since 1999. Scott is currently registered with LPL Financial LLC. Scott has previously been registered with Cambridge Investment Research, Inc., National Planning Corporation, Next Financial Group, Inc., MML Investors Services, Inc., Multi-Financial Securities Corporation, Vestax Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Scott is licensed to sell securities in 24 states and has passed the Series 7, Series 24, Series 63 and Series 66 exams. Scott specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/09/2024 - Present
LPL Financial LLC (BLOOMFIELD HILLS MI)
MI
10/05/2017 - 01/17/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Bloomfield MI)
MI
09/08/2010 - 10/10/2017
NATIONAL PLANNING CORPORATION (BLOOMFIELD HILLS MI)
MI
04/20/2007 - 09/07/2010
NEXT FINANCIAL GROUP, INC. (LIVONIA MI)
MI
11/05/2004 - 05/01/2007
MML INVESTORS SERVICES, INC. (FARMINGTON HILLS MI)
CO
01/01/2004 - 12/02/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
OH
06/19/2000 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
03/19/1999 - 06/19/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/19/1999 - 06/19/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
01/20/1999 - 03/17/1999
VESTAX SECURITIES CORPORATION (HUDSON OH)
BOTH
Issued 04/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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