Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Waterman is a financial advisor at T. Rowe Price Investment Services, Inc. Scott has been in the financial services industry since 1997. Scott is licensed to provide investment advice in 53 states and the District of Columbia. Scott is a Series 7 and Series 63 Registered Representative and holds the Series 26 Principal Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
06/22/2022 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
NV
06/20/2005 - 08/18/2021
JOHN HANCOCK DISTRIBUTORS LLC (Gardnerville NV)
CT
04/25/2003 - 05/27/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CO
10/21/2002 - 12/20/2002
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/31/2000 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
01/28/1997 - 10/07/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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