Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott C. Stocklin is a financial advisor with over 25 years of experience in the industry. Scott currently works as a Registered Representative for Charles Schwab & Co., Inc. in Northborough, Massachusetts. Scott previously worked for Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services LLC, First Maryland Brokerage Corporation, Dean Witter Reynolds Inc., J. W. Gant & Associates, Inc., Michelin and Company, Inc., and The Stuart-James Company, Inc. Scott holds the Series 7, 8, 24, 63, 65, and 66 securities licenses. Scott also holds the SIE securities license. Scott specializes in investment advisory and financial planning services. Scott also serves on the Finance Committee for the Town of Northborough, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MA
11/10/2015 - Present
Charles Schwab & CO., Inc. (Northborough MA)
MA
07/13/2007 - 12/11/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MA
01/31/2006 - 12/14/2006
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
RI
07/28/1999 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/23/1995 - 07/28/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MD
04/27/1993 - 10/24/1995
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
NY
05/27/1987 - 04/08/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/02/1987 - 05/07/1987
J. W. GANT & ASSOCIATES, INC.
NA
09/29/1986 - 01/02/1987
MICHELIN AND COMPANY, INC.
NA
02/20/1986 - 09/29/1986
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 10/26/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Scott Stocklin is the right advisor for you? Invested Better is here to help.
