Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott C Simon

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott C Simon

Scott Simon is a financial professional with over 20 years of experience in the financial services industry. Scott is currently registered with Nylife Securities LLC. Scott holds FINRA Series 6 and Series 26 registrations, and is also licensed to sell Investment Company Products/Variable Contracts. Scott's prior experience includes holding the Series 6 and Series 26 licenses.

Firm Information

Scott Simon is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Simon’s Registration & Firm History

TX

05/22/2001 - Present

Nylife Securities LLC (DALLAS TX)

Not sure if Scott C Simon is right for you?

Licenses & Designations

BC

Issued 08/20/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott C Simon.
Not sure if Scott C Simon is right for you?