Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Bolio is a financial advisor with over 20 years of experience in the industry. Scott has worked with various firms like RBC Capital Markets, UBS Financial Services Inc., and Morgan Stanley Smith Barney. Scott is currently registered with Citigroup Global Markets Inc. Scott holds the Series 7, Series 6, Series 31, Series 63, and Series 65 licenses. Scott specializes in providing investment advice for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
11/30/2015 - 07/30/2019
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
02/06/2012 - 12/15/2015
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
06/01/2009 - 03/02/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/15/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/15/2004 - 09/04/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/17/2000 - 03/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
ME
05/14/1999 - 06/30/2000
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MA
08/27/1998 - 03/12/1999
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
05/22/1997 - 09/09/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 07/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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