Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Browning Coombes is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the financial industry since 2002. Scott has a strong track record of success and is committed to providing his clients with personalized financial advice. Scott is registered with FINRA and holds licenses in 53 states and the District of Columbia. Scott has a strong understanding of the financial markets and is committed to providing his clients with the best possible investment advice. Scott provides financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
07/09/2014 - 07/18/2016
SCOTTRADE, INC. (ROUND ROCK TX)
TX
03/21/2013 - 10/04/2013
CETERA INVESTMENT SERVICES LLC (AUSTIN TX)
TX
09/21/2007 - 03/01/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AUSTIN TX)
PA
06/15/2006 - 05/23/2007
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
OH
02/15/2005 - 06/15/2006
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IL
05/14/2004 - 02/15/2005
PMG SECURITIES CORPORATION (ELGIN IL)
TX
12/06/2000 - 04/19/2004
CYBERTRADER, INC. (AUSTIN TX)
BOTH
Issued 05/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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