Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Dubchansky has been in the securities industry since May 2, 1986. Scott is a registered representative of Rimrock Capital Management LLC and currently holds a Series 65 license. Scott has experience working with charitable organizations and pooled investment vehicles, and has previously held positions at DLX FINANCIAL GROUP, LLC, MWAM DISTRIBUTORS, LLC, PFPC DISTRIBUTORS, INC., METROPOLITAN WEST SECURITIES, INC., FPS BROKER SERVICES, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, KIDDER, PEABODY & CO. INCORPORATED, DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC., and DREXEL BURNHAM LAMBERT INCORPORATED. Scott specializes in portfolio management for businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
02/13/2013 - Present
Rimrock Capital Management LLC (IRVINE CA)
CA
02/14/2012 - 12/31/2019
DLX FINANCIAL GROUP, LLC (IRVINE CA)
CO
10/21/2004 - 02/23/2010
MWAM DISTRIBUTORS, LLC (EVERGREEN CO)
ME
01/21/1999 - 12/31/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
CA
01/01/1997 - 02/10/1999
METROPOLITAN WEST SECURITIES, INC. (LOS ANGELES CA)
PA
05/15/1997 - 12/31/1998
FPS BROKER SERVICES, INC. (KING OF PRUSSIA PA)
NJ
08/26/1992 - 08/23/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/15/1990 - 09/03/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
02/17/1990 - 03/26/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
05/07/1984 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/28/1983 - 07/29/1983
BARABAN SECURITIES, INC.
BC
Issued 06/23/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1983
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1983
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1984
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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