Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Barone is a financial professional with over 27 years of experience in the industry. Scott is currently registered with Mountainside Securities LLC. Scott has a strong background in the financial services industry, having previously worked at W. H. Mell Associates, Inc., R. Seelaus & Co., Inc., Charles Schwab & Co., Inc., and National Financial Services Corporation. Scott holds the Series 7, Series 52TO, Series 99TO, and SIE licenses. Scott has been active in the securities industry since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/04/2019 - Present
Mountainside Securities LLC (Summit NJ)
NJ
08/24/2017 - 12/31/2018
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
NJ
10/23/2013 - 08/22/2017
R. SEELAUS & CO.,INC. (SUMMIT NJ)
NJ
11/15/1999 - 07/13/2012
CHARLES SCHWAB & CO., INC. (JERSEY CITY NJ)
MA
05/02/1994 - 10/15/1999
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 06/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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