Unclaimed
Scott Bradley Reese is a financial professional with over 25 years of experience in the financial services industry. Scott has a broad range of experience working for firms like Stephens, Raymond James & Associates, Inc., and Securities America, Inc.. Scott is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Scott has a deep understanding of financial markets and a commitment to helping clients achieve their financial goals. Scott is dedicated to providing personalized financial guidance and investment strategies tailored to each client's unique needs and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
04/25/2023 - Present
LPL Enterprise, LLC (FORT MILL SC)
AR
08/01/2013 - 06/05/2017
STEPHENS (LITTLE ROCK AR)
TN
02/13/2013 - 05/02/2013
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
NE
04/24/2013 - 04/26/2013
SECURITIES AMERICA, INC. (LAVISTA NE)
TN
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
09/20/2005 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
AL
03/27/2000 - 09/20/2005
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
07/22/1997 - 06/13/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
BC
Issued 10/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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