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Scott Bradley Reese

LPL Enterprise, LLC

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About Scott Bradley Reese

Scott Bradley Reese is a financial professional with over 25 years of experience in the financial services industry. Scott has a broad range of experience working for firms like Stephens, Raymond James & Associates, Inc., and Securities America, Inc.. Scott is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Scott has a deep understanding of financial markets and a commitment to helping clients achieve their financial goals. Scott is dedicated to providing personalized financial guidance and investment strategies tailored to each client's unique needs and objectives.

Firm Information

Scott Reese is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Reese’s Registration & Firm History

SC

04/25/2023 - Present

LPL Enterprise, LLC (FORT MILL SC)

AR

08/01/2013 - 06/05/2017

STEPHENS (LITTLE ROCK AR)

TN

02/13/2013 - 05/02/2013

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

NE

04/24/2013 - 04/26/2013

SECURITIES AMERICA, INC. (LAVISTA NE)

TN

02/13/2007 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

AL

09/20/2005 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)

AL

03/27/2000 - 09/20/2005

NBC SECURITIES, INC. (BIRMINGHAM AL)

AL

07/22/1997 - 06/13/2000

PROEQUITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 10/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/03/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/28/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/22/1999

Series 4 - Registered Options Principal Examination

BC

Issued 04/20/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Bradley Reese.
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