Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Dean is a financial advisor with over 15 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC. Scott has previously worked at J.P. Morgan Securities LLC, Chase Investment Services Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott holds the Series 7 and Series 66 licenses. Scott also holds the Securities Industry Essentials Examination (SIE) license. Scott is able to provide investment advice in the following areas: financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/29/2015 - Present
LPL Financial LLC (MONTGOMERY TX)
TX
10/01/2012 - 08/14/2015
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
06/25/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (THE WOODLANDS TX)
TX
12/14/2006 - 05/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONROE TX)
BOTH
Issued 03/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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