Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Beatty is a financial advisor with over 25 years of experience in the financial services industry. Scott is currently registered with J.P. Morgan Securities LLC and has previously worked with Trade Manage Capital, Inc., Knight Equity Markets, L.P., Dean Witter Reynolds Inc., The Dreyfus Service Corporation, and J. B. Hanauer & Co. Scott holds the Series 7, Series 55, Series 63, and SIE licenses. Scott is located in Warren, NJ and is a registered investment advisor in multiple states including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
12/04/2018 - Present
J.p. Morgan Securities LLC (WARREN NJ)
NJ
04/20/2005 - 04/23/2018
TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)
NJ
01/02/1996 - 03/15/2005
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
11/17/1994 - 01/23/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/27/1993 - 12/22/1993
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
09/06/1991 - 12/05/1992
J. B. HANAUER & CO. (PARSIPPANY NJ)
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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