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Scott Beal

W & S Brokerage Services, Inc.

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About Scott Beal

Scott Beal is a financial professional with experience in the industry since 2019. Scott is registered as a Registered Representative (Series 66) with W&S Brokerage Services, Inc. in Dover, OH. Scott has passed the Series 7, Series 66, and SIE examinations. Scott is also a licensed insurance agent for Western Southern Life.

Firm Information

Scott Beal is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Beal’s Registration & Firm History

OH

09/20/2019 - Present

W&S Brokerage Services, Inc. (CANTON OH)

OH

12/22/2018 - 08/07/2019

EDWARD JONES (MINERVA OH)

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Licenses & Designations

BOTH

Issued 01/19/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/22/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/29/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Beal.
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