Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Barrett Hoxie is a financial advisor who has been working in the industry since July 2007. Scott is currently registered with Cetera Investment Advisers LLC, and has previous experience with First Allied Securities, Inc. and LPL Financial LLC. Scott holds the Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, Series 50, and Series 7 licenses. Scott has also received the following designations: Scott is registered to offer securities in all 50 states and the District of Columbia. Scott specializes in providing financial planning, portfolio management, and pension consulting services. Scott has a strong track record of success and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2022 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
TX
11/05/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HARLINGEN TX)
CA
07/16/2007 - 11/12/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 3/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/5/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 7/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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