Unclaimed
Scott Barrett Hoxie is an investment advisor representative at Cetera Investment Advisers LLC. Scott has over 15 years of experience in the financial services industry. Scott is licensed to provide investment advisory services in California and Texas. Scott is a registered representative of Cetera Advisor Networks LLC, and a registered investment advisor representative of Cetera Investment Advisers LLC. Scott provides investment advisory services to individuals, families, and businesses. Scott is committed to helping clients reach their financial goals. Scott is also a board member of Pacific Psychology Center, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2022 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
TX
11/05/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HARLINGEN TX)
CA
07/16/2007 - 11/12/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 03/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/05/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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