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Scott Aurel Francoeur

Btig, LLC

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About Scott Aurel Francoeur

Scott Aurel Francoeur is a financial advisor who has been in the industry since 1994. Scott has a long history of experience, having worked at various financial institutions including UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Paine Webber Incorporated, and Fidelity Distributors Corporation. Scott is currently registered with Btig, LLC.

Firm Information

Scott Francoeur is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Francoeur’s Registration & Firm History

NY

05/01/2023 - Present

Btig, LLC (New York NY)

NY

02/11/2016 - 05/03/2023

UBS SECURITIES LLC (NEW YORK NY)

NY

01/28/2002 - 02/24/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/20/1999 - 12/03/2001

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

08/26/1999 - 10/01/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

RI

06/03/1992 - 04/21/1997

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/13/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/02/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Aurel Francoeur.
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