Unclaimed
Scott August Papes is a financial advisor currently registered with Osaic Wealth, Inc. Scott has been in the financial services industry since April 23, 1989. Scott has been a registered representative for Securities America, Inc. and Investacorp, Inc., in the past. Scott has Series 6, 7, 63, 65, 79 and SIE licenses. Scott's areas of expertise include financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Scott is registered with the states of California, Colorado, Florida, Georgia, Kansas, Louisiana, Maryland, Michigan, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (TRINITY FL)
FL
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (TRINITY FL)
FL
06/22/2001 - 07/17/2020
INVESTACORP, INC. (TRINITY FL)
GA
02/09/2000 - 06/14/2001
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MA
03/23/1989 - 01/14/2000
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 03/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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