Unclaimed
Scott Audas is a financial advisor with Ameriprise Financial Services, LLC. Scott has been in the financial services industry since 2021. Scott is registered with the state of Kentucky as an Investment Advisor Representative and a Registered Representative. Scott also has a Series 63 and Series 65 license. Scott specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, corporations, trusts/estates, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
02/13/2023 - Present
Ameriprise Financial Services, LLC (HENDERSON KY)
IA
Issued 01/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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