Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ashley Hadley is an investment advisor representative with CWM, LLC. Scott has been in the financial services industry since 1998. Scott is registered to provide investment advice in Arizona, Tennessee, and Texas. In addition to being an investment advisor, Scott is also an insurance agent for Silverhawk Insurance Services, LLC. Scott has experience working with individuals, high net worth individuals, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
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AZ
11/27/2023 - Present
CWM, LLC (Scottsdale AZ)
CA
04/26/2011 - 02/22/2017
INDEPENDENT FINANCIAL GROUP, LLC (IRVINE CA)
CA
07/14/2009 - 05/03/2011
WFP SECURITIES (IRVINE CA)
CA
11/08/2007 - 02/10/2009
WAMU INVESTMENTS, INC. (CORONA CA)
CA
02/03/2005 - 10/31/2007
H. BECK, INC. (RIVERSIDE CA)
FL
06/18/2002 - 12/14/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
07/29/1999 - 05/20/2002
TRADEPORTAL SECURITIES, INC. (ALISO VIEJO CA)
NH
04/20/1998 - 07/07/1999
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MD
02/13/1998 - 04/15/1998
DECLARATION DISTRIBUTORS, INC. (BALTIMORE MD)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 02/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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