Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Arthur Thomas is a financial advisor with over 25 years of experience in the financial services industry. Scott is registered with Cetera Investment Advisers LLC and holds several licenses and certifications, including Series 6, 7, 63, and 66. Scott has previously worked for several firms, including Financial West Group, Western International Securities, Inc., and First Allied Securities, Inc. Scott specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. Scott is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (NEWBURY PARK CA)
CA
06/13/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Westlake Village CA)
CA
05/27/2008 - 06/16/2014
WESTERN INTERNATIONAL SECURITIES, INC. (AGOURA HILLS CA)
CA
07/22/1997 - 06/20/2008
FINANCIAL WEST GROUP (WESTLAKE VILLAGE CA)
BOTH
Issued 08/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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