Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Layeux is a financial advisor with Cambridge Investment Research Advisors, Inc. in Elm Grove, WI. Scott has over 30 years of experience in the financial services industry and has held previous roles at several other firms, including FSC Securities Corporation, Walnut Street Securities, Inc., and The Equitable Life Assurance Society of the United States. Scott is a Certified Financial Planner and holds the Series 6 and Series 63 licenses. He is registered to offer investment advisory services in Wisconsin and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
10/10/2019 - Present
Cambridge Investment Research Advisors, Inc. (Elm Grove WI)
WI
12/19/2003 - 10/10/2019
FSC SECURITIES CORPORATION (WAUWATOSA WI)
CA
08/29/2001 - 01/29/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
05/24/1995 - 08/28/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
02/12/1996 - 01/11/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
02/12/1996 - 01/11/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
WI
09/26/1992 - 04/12/1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
09/26/1992 - 04/12/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IL
01/22/1992 - 07/28/1992
MACK INVESTMENT SECURITIES, INC. (NORTHFIELD IL)
OH
09/10/1991 - 03/30/1992
ALLIED GROUP MERCHANT BANKING CORPORATION (COLUMBUS OH)
NJ
01/01/1990 - 12/19/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/01/1990 - 12/19/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Layeux is the right advisor for you? Invested Better is here to help.
