Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Halpern is a financial professional with over 25 years of experience in the industry. Scott has a strong track record of success in the financial services industry, having worked for several well-known firms, including J.P. Morgan Securities LLC, Credit Agricole Cheuvreux North America, Inc. and Calyon Securities (USA) Inc. Currently, Scott is a registered representative with HSBC Securities (USA) Inc. Scott is registered in New York and holds the Series 7, Series 24, Series 55, Series 57TO, Series 79TO, and Series 63 licenses. Scott specializes in providing asset allocation recommendations and selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/14/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NY
01/24/2014 - 07/15/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/13/2008 - 02/22/2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
12/15/1998 - 06/26/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
10/17/1997 - 11/11/1997
MILLER TABAK HIRSCH & CO. (NEW YORK NY)
NY
10/19/1995 - 09/19/1997
GARBAN CORPORATES GP (NEW YORK NY)
NY
04/20/1994 - 10/16/1995
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
NY
11/02/1992 - 04/28/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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