Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Gerde is an investment advisor representative with over 30 years of experience in the financial services industry. Scott currently works for Morgan Stanley. Scott previously worked for HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., Salomon Smith Barney Inc., CitiCorp Investment Services, CitiCorp Financial Services, Inc., Landmark Brokerage Services, Inc., Robert Todd Financial Corp., William M. Cadden & Co., Inc., VP Securities, Inc., Levco Securities Corp., and Investors Center, Inc. Scott has a wide range of experience and expertise, including providing financial planning, portfolio management for businesses, and asset allocation advice. Scott is a Series 66, Series 63, and Series 65 licensed individual who is registered with the Securities and Exchange Commission (SEC) and has offices in Garden City, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/02/2020 - Present
Morgan Stanley (Garden City NY)
NY
01/01/2005 - 11/02/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/21/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
07/20/1999 - 05/23/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/01/1992 - 07/08/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/25/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
06/11/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NY
02/28/1990 - 06/12/1990
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NA
01/19/1990 - 04/16/1990
WILLIAM M. CADDEN & CO., INC.
NA
12/20/1989 - 02/12/1990
V P SECURITIES, INC.
NA
04/04/1989 - 07/06/1989
LEVCO SECURITIES CORP.
NA
05/30/1986 - 03/10/1989
INVESTORS CENTER, INC.
IA
Issued 11/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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