Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ari Shaw is a financial advisor with LPL Financial LLC. Scott has been in the financial industry since 2001 and has a diverse background in both investment advising and securities. Scott is registered in 19 states and the District of Columbia and holds the Series 66, Series 7 and SIE licenses. Prior to joining LPL Financial, Scott was with Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Scott's advisory experience includes investment advisory and financial planning for individuals, businesses, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/24/2021 - Present
LPL Financial LLC (ARDMORE PA)
PA
08/13/2001 - 08/22/2018
AMERIPRISE FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
MN
08/13/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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