Unclaimed
Scott Arden Grooms is a financial professional with over 10 years of experience in the industry. Scott is currently registered with P.j. Robb Variable, LLC and is licensed to conduct business in California, Louisiana and Texas. Previously, Scott was with Thrivert Investment Management Inc., Allstate Financial Services, LLC and The Leaders Group, Inc. Scott has passed the Series 6, Series 6TO, and Series 63 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/05/2024 - Present
P.j. Robb Variable, LLC (Charlotte NC)
MN
12/21/2023 - 02/02/2024
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
TX
01/10/2020 - 10/02/2023
ALLSTATE FINANCIAL SERVICES, LLC (ADDISON TX)
CO
07/06/2011 - 12/31/2014
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
09/17/2007 - 06/24/2011
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
BC
Issued 01/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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