Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Stone is a financial professional with over 29 years of experience in the industry. Scott has held various roles at different firms over the years, including Commonwealth Financial Network, CUSO Financial Services, L.P., and Thrivent Investment Management Inc. Scott currently works at LPL Financial LLC and is registered as an investment advisor representative in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
07/19/2023 - Present
LPL Financial LLC (CLIVE IA)
IA
12/14/2011 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CLIVE IA)
MN
12/06/2010 - 12/02/2011
ALLSTATE FINANCIAL SERVICES, LLC (ROCHESTER MN)
MN
08/01/2008 - 07/01/2010
COMMONWEALTH FINANCIAL NETWORK (ROCHESTER MN)
MN
10/19/2004 - 08/01/2008
CUSO FINANCIAL SERVICES, L.P. (ROCHESTER MN)
MN
07/01/2002 - 10/20/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
02/15/1994 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 04/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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