Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Yates is a financial advisor with LPL Financial LLC. Scott Yates has been in the industry since 2000. Scott Yates is registered with the state of Texas as an Investment Advisor Representative. Scott Yates has also held previous positions with ING Financial Partners, Inc., Ash Securities Wholesaling, Inc., Underwriters Equity Corporation and Interlink Securities Corp. Scott Yates is a Series 6, Series 63 and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/24/2012 - Present
LPL Financial LLC (HOUSTON TX)
TX
03/20/2009 - 12/31/2009
ING FINANCIAL PARTNERS, INC. (HOUSTON TX)
IN
01/08/2007 - 03/20/2009
ASH SECURITIES WHOLESALING, INC. (FORT WAYNE IN)
PA
10/02/2002 - 01/07/2005
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
CA
08/22/2000 - 07/02/2002
INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)
IA
Issued 05/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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