Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Anthony Staropoli is a financial advisor who has been in the industry since 2001. Scott is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with this firm since 2009. Prior to that, Scott worked for BANC OF AMERICA INVESTMENT SERVICES, INC. Scott is registered to provide investment advice in California, Connecticut, Florida, New Jersey, New York, North Carolina, Pennsylvania, and Vermont. Scott's current practice focuses on providing financial advice to high-net-worth individuals, insurance companies, charitable organizations, corporations or other businesses, pension and profit-sharing plans, state or municipal government entities, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/09/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
NJ
12/05/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PRINCETON NJ)
NJ
03/31/2006 - 04/21/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
MA
10/20/2004 - 04/03/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/29/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/08/2000 - 12/14/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
11/17/1999 - 02/10/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 05/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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